Hedge Connection applauds the SEC for adopting the final rules in connection with the Jumpstart Our Business Startups (JOBS) Act, lifting an 80-year-old ban on general solicitation and allowing hedge fund managers to advertise. We wait in anticipation to see what requirements the SEC will impose on funds regarding their marketing practices. In general we
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Dodd-Frank Alert November 2011 Nov16
Guest post courtesy of our friends at Herrick. On October 31, 2011, the SEC and the CFTC jointly adopted rules implementing Dodd- Frank’s1 systemic risk reporting requirements applicable to investment advisers to private funds, and to certain commodity pool operators and commodity trading advisors.2 The rules are intended to support the efforts of the Financial
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