Marketing vs. Legal/Compliance: Developing an Alternative Investment Website Jul12

Posted by & filed under Compliance, Hedge Fund Marketing.

Guest Post: Holly Singer, President of HS Marketing, a firm dedicated to helping firms in the alternative investment community achieve lasting impressions, contributes with to The Final Meeting with a piece on balancing marketing needs and compliance requirements in relation to creating an alternative investment website. Most successful managers of alternative investments know that frequent

... Read more »

Big 12 Best Practices Plus 4 Quant & 3 Qual Minimums May28

Posted by & filed under Compliance.

Guest Post: Industry expert and guest contributor Ron Suber discusses the Big 12 Hedge Fund Best practices and the Four Quantitative and Three Qualitative  Minimums for Hedge Funds. Big 12 Hedge Fund Best Practices 1)   Written compliance and employee trading policies with periodic attestation 2)   Multiple levels of authority on cash movements with a minimum

... Read more »

Walkers Fundamentals – Fighting the Tape Nov7

Posted by & filed under Compliance.

Attended the first in a series of Walkers Fundamentals Hedge Fund Group Seminars. The Nov. 6 event was ominously titled, “Fighting the Tape…” A unique discussion on protecting and growing a hedge fund business in volatile markets.  For those unfamiliar, Walkers is a leading law firm focused on “offshore” jurisdictions including Cayman, Jersey, Dubai, London

... Read more »